Unclaimed
Steven Balderrama is a financial advisor with Vanguard Marketing Corp. in Scottsdale, Arizona. Steven began his career in the financial industry in 2012. Steven is a registered representative with FINRA and holds the Series 6, Series 63, and SIE licenses. Steven's experience includes working at J.P. Morgan Securities LLC and Chase Investment Services Corp.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
AZ
08/22/2017 - Present
Vanguard Marketing Corp. (SCOTTSDALE AZ)
AZ
10/01/2012 - 05/12/2017
J.P. MORGAN SECURITIES LLC (SCOTTSDALE AZ)
AZ
05/14/2012 - 10/01/2012
CHASE INVESTMENT SERVICES CORP. (PHOENIX AZ)
BC
Issued 05/21/2012
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/11/2012
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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