Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Steven? Claim Your ProfileSteven Alsedek is a financial professional with over 20 years of experience in the industry. Steven has a strong background in securities trading and investment advisory services. Currently, Steven is a registered representative and financial advisor with Aquas Financial, LLC. Steven is licensed in Texas and holds a variety of industry licenses and certifications including Series 7, Series 63, Series 24, Series 27, and Series 99TO. Steven also holds the SIE certification.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
TX
09/30/2022 - Present
Aquas Financial, LLC (AUSTIN TX)
TX
02/05/2009 - 04/28/2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (FRISCO TX)
TX
08/03/2004 - 04/22/2009
BANC OF AMERICA SECURITIES LLC (FRISCO TX)
TX
04/09/1997 - 11/28/2001
COASTAL SECURITIES L.P. (HOUSTON TX)
TX
08/11/1994 - 12/09/1994
DOMINION CAPITAL CORPORATION (DALLAS TX)
BC
Issued 10/07/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/16/2022
Series 27 - Financial and Operations Principal Examination
BC
Issued 11/16/2022
Series 24 - General Securities Principal Examination
BC
Issued 10/25/2022
Series 4 - Registered Options Principal Examination
BC
Issued 01/30/2006
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/30/2006
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/31/2024
Series 57TO - Securities Trader Exam
BC
Issued 06/28/2023
Series 99TO - Operations Professional Examination
BC
Issued 09/30/2022
Series 7TO - General Securities Representative Examination
BC
Issued 09/06/2022
SIE - Securities Industry Essentials Examination
BC
Issued 05/23/2005
Series 3 - National Commodity Futures Examination
BC
Issued 08/12/1999
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 04/08/1997
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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