Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Steven? Claim Your ProfileSteven Mcnair Thagard is a financial advisor registered with Northwestern Mutual Investment Services, LLC. Steven has been in the industry since 1982 and has been registered with Northwestern Mutual Investment Services, LLC since 2002. Steven holds multiple securities licenses including Series 7, Series 10, Series 9, Series 22, Series 39, and Series 63. Steven also holds the Series 65 license. Steven has been a financial advisor at Northwestern Mutual since 2007 and has worked at Northwestern Mutual Investment Services, LLC since 2011. In addition to investment advisory services, Steven may earn commissions from insurance companies not affiliated with Northwestern Mutual for sales of non-variable life, health, annuity and/or disability income insurance products.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
FL
10/31/2002 - Present
Northwestern Mutual Investment Services, LLC (ORLANDO FL)
WI
04/30/1990 - 01/01/2002
ROBERT W. BAIRD & CO. INCORPORATED (MILWAUKEE WI)
NA
12/18/1981 - 09/11/1989
FIRST CAPITAL INVESTMENT CORPORATION
IA
Issued 12/27/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/10/1982
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/22/2000
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/12/2000
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 07/28/1983
Series 39 - Direct Participation Programs Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/18/1984
Series 7 - General Securities Representative Examination
BC
Issued 12/14/1981
Series 22 - Direct Participation Programs Representative Examination
Active
Inactive
F
FINRA
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