Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Steven? Claim Your ProfileSteven Max Ehrman is a financial advisor who has been working in the industry since November 19, 1985. Steven is currently registered with LPL Financial LLC and holds Series 63, 65, 7, 24, and SIE licenses. Steven has previously worked at Piper Jaffray & Co., U.S. Bancorp Investments, Inc., Atlas Securities, Inc., Schneider Securities, Inc., and R A F Financial Corporation. Steven is registered in 31 states for both broker-dealer and investment advisor activities. Steven specializes in various areas, including investment planning, retirement planning, and estate planning. Steven offers a variety of services to individuals, businesses, and institutions.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
07/11/2022 - Present
LPL Financial LLC (CAPE CORAL FL)
MN
01/27/2000 - 05/11/2005
PIPER JAFFRAY & CO. (MINNEAPOLIS MN)
MN
04/24/1994 - 09/04/2001
U.S. BANCORP INVESTMENTS, INC. (SAINT PAUL MN)
CA
10/05/1993 - 04/15/1994
ATLAS SECURITIES, INC. (SAN LEANDRO CA)
CO
03/22/1993 - 10/06/1993
SCHNEIDER SECURITIES, INC. (DENVER CO)
CO
11/12/1985 - 03/22/1993
R A F FINANCIAL CORPORATION (DENVER CO)
IA
Issued 12/27/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/28/1985
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/22/2005
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/19/1985
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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