Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Steven? Claim Your ProfileSteven Matthew Thomas is a financial advisor at Fidelity Personal and Workplace Advisors. Steven has over 8 years of experience in the financial services industry and holds Series 6, 7, 63, and 65 licenses. Steven is registered to provide investment advisory services in 52 states and the District of Columbia, including Arizona, Texas, and Utah. Steven specializes in providing financial planning, portfolio management for individuals and businesses, and educational seminars.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
AZ
02/17/2021 - Present
Fidelity Personal AND Workplace Advisors (PEORIA AZ)
AZ
06/08/2020 - 11/11/2020
USAA INVESTMENT SERVICES COMPANY (Phoenix AZ)
AZ
10/10/2014 - 06/08/2020
USAA FINANCIAL ADVISORS, INC. (PHOENIX AZ)
AZ
10/01/2012 - 12/06/2013
J.P. MORGAN SECURITIES LLC (SCOTTSDALE AZ)
AZ
02/13/2012 - 10/01/2012
CHASE INVESTMENT SERVICES CORP. (SCOTTSDALE AZ)
IA
Issued 11/01/2014
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/20/2012
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/14/2014
Series 7 - General Securities Representative Examination
BC
Issued 02/10/2012
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
Not sure Steven Thomas is the right advisor for you? Invested Better is here to help.
