Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Steven? Claim Your ProfileSteven Simerka is a financial professional with over 27 years of experience in the financial services industry. Steven has a wide range of experience, having worked with firms such as Smith Barney Shearson Inc., Lehman Brothers Inc., and Dean Witter Reynolds Inc. Steven currently works as a registered representative for Pruco Securities, LLC, a firm with over 36 licensed agents and 112 registered representatives. Steven is registered to provide investment advice in Tennessee.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
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Compensation from lpl enterprise, llc
1
2
TN
06/25/2024 - Present
Pruco Securities, LLC (Hendersonville TN)
CA
07/22/2022 - 12/31/2022
PORTSMOUTH FINANCIAL SERVICES (SAN FRANCISCO CA)
ME
10/19/2012 - 12/03/2012
QUASAR DISTRIBUTORS, LLC (PORTLAND ME)
CO
02/14/2005 - 09/25/2008
OLD MUTUAL INVESTMENT PARTNERS (DENVER CO)
CT
04/26/2002 - 02/18/2005
PHOENIX EQUITY PLANNING CORPORATION (HARTFORD CT)
CA
04/22/1997 - 05/21/2002
KA ASSOCIATES, INC. (LOS ANGELES CA)
NY
02/08/1996 - 01/17/1997
MITCHELL HUTCHINS ASSET MANAGEMENT INC. (NEW YORK NY)
NA
02/04/1994 - 07/24/1995
NATIONSSECURITIES
NY
07/31/1993 - 02/02/1994
SMITH BARNEY SHEARSON INC. (NEW YORK NY)
NY
02/15/1988 - 07/31/1993
LEHMAN BROTHERS INC. (NEW YORK NY)
NA
01/09/1986 - 02/15/1988
E. F. HUTTON & COMPANY INC
NA
01/02/1985 - 12/05/1985
DEAN WITTER REYNOLDS INC.
NA
09/20/1984 - 11/20/1984
FIRST HERITAGE CORPORATION
BC
Issued 08/19/2022
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 11/16/2017
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/21/2022
Series 7TO - General Securities Representative Examination
BC
Issued 04/04/2022
SIE - Securities Industry Essentials Examination
BC
Issued 09/15/1984
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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