Unclaimed
Steven Matthew Piekara is a financial advisor with Voya Investments Distributor, LLC. Steven has been working in the financial industry since 2003. Steven is registered in New York and New Jersey. Steven is licensed to offer securities products and services in New York. Steven has Series 7, Series 63, Series 24, Series 51 and SIE licenses. Prior to joining Voya Investments Distributor, LLC, Steven worked for Allianz Global Investors Distributors LLC and Vanguard Marketing Corporation.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
10/27/2022 - Present
Voya Investments Distributor, LLC (NEW YORK NY)
NY
07/22/2009 - 11/01/2022
ALLIANZ GLOBAL INVESTORS DISTRIBUTORS LLC (NEW YORK NY)
PA
07/09/2003 - 07/24/2009
VANGUARD MARKETING CORPORATION (MALVERN PA)
BC
Issued 07/16/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/24/2013
Series 51 - Municipal Fund Securities Principal Examination
BC
Issued 04/08/2011
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/18/2010
Series 7 - General Securities Representative Examination
BC
Issued 07/08/2003
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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