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Steven Matthew Perlmutter

Wellington Funds Distributors Inc.

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About Steven Matthew Perlmutter

Steven Perlmutter is a financial professional with over 20 years of experience in the industry. Steven is currently registered with Wellington Funds Distributors Inc. Steven has a strong track record of success in the financial services industry. Steven has held previous positions with Eaton Vance Distributors, Inc., Fidelity Brokerage Services LLC, Fidelity Investments Institutional Services Company, Inc., CS First Boston Corporation, and Keystone Distributors, Inc. Steven has a wide range of experience in various financial products and services, including securities, investments, and investment company products.

Firm Information

Steven Perlmutter is currently registered with Wellington Funds Distributors Inc.. Wellington Funds Distributors Inc. is a corporation registered in the state of Alabama and 51 other states. It was formed on October 29, 2009, and has one approved SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

30

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Steven Perlmutter’s Registration & Firm History

MA

11/11/2019 - Present

Wellington Funds Distributors Inc. (BOSTON MA)

MA

02/01/2016 - 11/13/2017

EATON VANCE DISTRIBUTORS, INC. (BOSTON MA)

RI

01/05/1999 - 10/28/2005

FIDELITY BROKERAGE SERVICES LLC (SMITHFIELD RI)

RI

01/18/1996 - 12/31/1998

FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC. (SMITHFIELD RI)

NY

09/09/1993 - 11/23/1994

CS FIRST BOSTON CORPORATION (NEW YORK NY)

NC

12/07/1992 - 09/28/1993

KEYSTONE DISTRIBUTORS, INC. (CHARLOTTE NC)

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Licenses & Designations

BC

Issued 11/23/1993

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 03/12/2002

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 03/12/2002

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 01/02/2023

Series 7TO - General Securities Representative Examination

BC

Issued 11/13/2017

SIE - Securities Industry Essentials Examination

BC

Issued 02/01/2016

Series 7 - General Securities Representative Examination

BC

Issued 12/01/1992

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Steven Matthew Perlmutter.
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