Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Steven? Claim Your ProfileSteven Kavall is a financial advisor with Wells Fargo Advisors Financial Network, LLC. Steven has over 20 years of experience in the financial services industry. Steven has been with Wells Fargo Advisors Financial Network, LLC since 2010. Previously, Steven was employed by CITIGROUP GLOBAL MARKETS INC. and CITICORP INVESTMENT SERVICES. Steven holds a Series 7, Series 9, Series 24 and Series 66 licenses. Steven is registered with FINRA and the state of New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
NY
04/24/2023 - Present
Wells Fargo Advisors Financial Network, LLC (BROOKLYN NY)
NY
05/29/2007 - 03/01/2010
CITIGROUP GLOBAL MARKETS INC. (BROOKLYN NY)
NY
11/12/2002 - 05/29/2007
CITICORP INVESTMENT SERVICES (BROOKLYN NY)
NY
05/06/2002 - 09/23/2002
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BOTH
Issued 01/31/2022
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/22/2012
Series 24 - General Securities Principal Examination
BC
Issued 07/31/2011
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/13/2002
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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