Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Steven? Claim Your ProfileSteven Broughton is a financial advisor in Greenville, South Carolina. Steven has been working in the financial industry since February 1995. Steven is a registered representative of Kestra Investment Services, LLC and is an investment advisor representative of Kestra Advisory Services, LLC. Steven holds Series 6, 63, and 65 securities licenses and a SIE exam. Steven also holds the Certified Financial Planner designation. Steven's firm is Kestra Advisory Services, LLC and is headquartered in Austin, Texas. Kestra Advisory Services, LLC is a Registered Investment Advisor (RIA) and is headquartered in Austin, Texas. The firm has over $48 billion in assets under management.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
SC
11/07/2017 - Present
Kestra Advisory Services, LLC (Greenville SC)
SC
06/20/2007 - 11/02/2017
SII INVESTMENTS, INC. (GREENVILLE SC)
SC
07/27/2000 - 06/22/2007
LEGACY FINANCIAL SERVICES, INC. (GREENVILLE SC)
NY
02/10/1999 - 07/19/2000
LIFEMARK SECURITIES CORP. (ROCHESTER NY)
MA
09/28/1998 - 01/05/1999
MML INVESTORS SERVICES, INC. (SPRINGFIELD MA)
MN
05/31/1995 - 09/28/1998
FORTIS INVESTORS, INC. (OAKDALE MN)
TX
01/13/1995 - 05/30/1995
FRANKLIN FINANCIAL SERVICES CORPORATION (HOUSTON TX)
IA
Issued 12/09/2003
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/12/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/12/1995
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
Not sure Steven Broughton is the right advisor for you? Invested Better is here to help.
