Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Steven? Claim Your ProfileSteven Matthew Brodey is a financial advisor with over 27 years of experience in the industry. Steven is currently registered with Corebridge Capital Services, Inc. in California. Previously, Steven has worked with Fidelity Brokerage Services LLC and Dean Witter Reynolds Inc. Steven holds multiple licenses, including Series 7, 22, 26, 31, and SIE. Steven is also registered in Arizona and California.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CA
02/20/2001 - Present
Corebridge Capital Services, Inc. (WOODLAND HILLS CA)
RI
11/22/1999 - 09/19/2000
FIDELITY BROKERAGE SERVICES LLC (SMITHFIELD RI)
NY
08/23/1996 - 11/15/1999
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
NA
04/18/1994 - 10/19/1995
CHADWICK FINANCIAL GROUP, INC.
BC
Issued 05/20/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/15/2008
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/12/1996
Series 31 - Futures Managed Funds Examination
BC
Issued 08/22/1996
Series 7 - General Securities Representative Examination
BC
Issued 04/15/1994
Series 22 - Direct Participation Programs Representative Examination
Active
Inactive
F
FINRA
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