Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Steven? Claim Your ProfileSteven Martin Pogorelec is a financial professional with over 20 years of experience in the industry. Steven has been with Pimco Investments LLC since December 2012, where he is currently registered as a broker-dealer. Prior to joining Pimco, Steven worked at INVESCO DISTRIBUTORS, INC., MORGAN STANLEY & CO. INCORPORATED, and MORGAN STANLEY DW INC. Steven holds a variety of licenses and certifications, including the Series 65, Series 63, Series 24, SIE, and Series 7 exams. Steven has also been registered in a number of states. Steven is dedicated to providing clients with sound financial advice and guidance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CA
12/19/2012 - Present
Pimco Investments LLC (NEWPORT BEACH CA)
TX
06/02/2010 - 12/10/2012
INVESCO DISTRIBUTORS, INC. (HOUSTON TX)
TX
04/02/2007 - 06/08/2010
MORGAN STANLEY & CO. INCORPORATED (DALLAS TX)
NY
09/20/2000 - 04/02/2007
MORGAN STANLEY DW INC. (PURCHASE NY)
IA
Issued 03/06/2003
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/22/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/11/2022
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/19/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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