Unclaimed
Steven Chilow is a financial professional with over 35 years of experience in the industry. Currently, Steven is registered with Dash Financial Technologies LLC and is based in Chicago, Illinois. Steven has previously held roles with firms such as Convergex Execution Solutions LLC, Associated Options, Inc., and Goldman, Sachs & Co. Steven holds several industry licenses and designations, including Series 7, Series 9, Series 10, Series 14, Series 23, Series 24, Series 57TO, and Series 63.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
IL
03/01/2017 - Present
Dash Financial Technologies LLC (Chicago IL)
IL
12/01/2015 - 03/01/2017
CONVERGEX EXECUTION SOLUTIONS LLC (Chicago IL)
IL
02/14/2011 - 11/30/2015
ASSOCIATED OPTIONS, INC. (CHICAGO IL)
NY
11/20/1985 - 02/25/2011
GOLDMAN, SACHS & CO. (NEW YORK NY)
BC
Issued 07/19/2016
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 14 - Compliance Officer Examination
BC
Issued 01/02/2023
Series 24 - General Securities Principal Examination
BC
Issued 01/09/2006
Series 23 - General Securities Principal Sales Supervisor
BC
Issued 11/18/2002
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 06/24/2002
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/16/1985
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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