Unclaimed
Steven Marshall Johnson is a financial advisor based in San Tan Valley, Arizona. He has been in the industry since June 4, 1998, and is currently registered with State Farm VP Management Corp. Steven has held previous positions with firms such as Locust Street Securities, Inc., Charles Schwab & Co., Inc. and Mutual of Omaha Investor Services, Inc. Steven holds licenses such as Series 63, Series 7, Series 6 and SIE. Steven is committed to helping individuals and families achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
AZ
11/17/2003 - Present
State Farm VP Management Corp. (San Tan Vly AZ)
IA
05/20/2002 - 05/14/2003
LOCUST STREET SECURITIES, INC. (DES MOINES IA)
TX
03/17/2000 - 12/17/2001
CHARLES SCHWAB & CO., INC. (WESTLAKE TX)
NE
05/28/1997 - 02/11/2000
MUTUAL OF OMAHA INVESTOR SERVICES, INC. (OMAHA NE)
BC
Issued 04/23/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/16/2000
Series 7 - General Securities Representative Examination
BC
Issued 05/23/1997
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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