Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Steven? Claim Your ProfileSteven Marshall Flaherty is a financial advisor registered with Fidelity Personal and Workplace Advisors. Steven has been in the industry since January 10, 2022, and has experience at both Charles Schwab & Co., Inc. and Fidelity Personal and Workplace Advisors. Steven holds Series 7TO, SIE, 63 and 66 licenses and provides financial planning, educational seminars, and portfolio management services. Steven's current registrations are active in Indiana and Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
IN
02/22/2024 - Present
Fidelity Personal AND Workplace Advisors (GREENWOOD IN)
IN
12/13/2021 - 06/27/2022
CHARLES SCHWAB & CO., INC. (Indianapolis IN)
BOTH
Issued 02/16/2024
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/14/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/13/2021
Series 7TO - General Securities Representative Examination
BC
Issued 10/25/2021
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
Not sure Steven Flaherty is the right advisor for you? Invested Better is here to help.
