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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Steven? Claim Your ProfileSteven Mark Sterner is a financial advisor registered with Oppenheimer & Co. Inc. in Leawood, KS. Steven has been in the financial services industry since 1994. Steven has experience in providing financial planning, pension consulting, portfolio management for businesses and individuals, and portfolio management for pooled investment vehicles. Steven holds licenses for Series 7, 9, 10, 24, 31, 63, 65, 99TO and SIE. Steven is also registered as an investment advisor in Kansas, Missouri and Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
1
2
KS
07/07/2016 - Present
Oppenheimer & Co. Inc. (LEAWOOD KS)
KS
01/01/2008 - 09/04/2009
WELLS FARGO ADVISORS, LLC (OVERLAND PARK KS)
KS
08/27/2001 - 01/03/2008
A. G. EDWARDS & SONS, INC. (OVERLAND PARK KS)
IA
05/19/2000 - 08/27/2001
BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC. (CEDAR RAPIDS IA)
MO
05/17/1994 - 05/19/2000
GENERAL SECURITIES CORP (NORTH KANSAS CITY MO)
MI
10/01/1992 - 02/08/1993
OLDE DISCOUNT CORPORATION (DETROIT MI)
IA
Issued 05/23/2001
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/19/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/11/2021
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 04/29/2021
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 05/06/2000
Series 24 - General Securities Principal Examination
BC
Issued 05/31/2024
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/03/2009
Series 31 - Futures Managed Funds Examination
BC
Issued 09/29/1992
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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