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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Steven? Claim Your ProfileSteven Roth is a financial advisor with over 30 years of experience in the industry. Steven is registered to provide investment advice in 23 states, including Maryland, California, and Texas. Steven is a registered representative of Commonwealth Financial Network, a firm that manages over $177 billion in assets. Steven specializes in working with high-net-worth individuals, corporations, pension and profit-sharing plans, and charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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MD
03/15/2017 - Present
Commonwealth Financial Network (Annapolis MD)
MD
09/08/2010 - 03/17/2017
CAMBRIDGE INVESTMENT RESEARCH, INC. (ANNAPOLIS MD)
MD
04/18/2007 - 09/10/2010
MML INVESTORS SERVICES, INC. (ANNAPOLIS MD)
MD
06/22/1989 - 04/18/2007
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (ANAPOLIS MD)
WI
08/08/1989 - 01/01/2002
ROBERT W. BAIRD & CO. INCORPORATED (MILWAUKEE WI)
IA
Issued 12/10/2007
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/15/1989
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/26/2004
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 04/14/1999
Series 12 - NYSE Branch Manager Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/24/2012
Series 62 - Corporate Securities Limited Representative Examination
BC
Issued 06/20/1989
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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