Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Steven? Claim Your ProfileSteven Levine is a financial professional with over 20 years of experience in the financial services industry. Steven is currently registered with Wells Fargo Securities, LLC and has held previous roles with Merrill Lynch, Pierce, Fenner & Smith Incorporated, Banc of America Securities LLC, and LPL Financial Corporation. Steven holds the Series 7, 24, 63, 99TO, and SIE licenses and has been active in the industry since 2000. Steven is a North Carolina Registered Representative and has extensive experience in the financial services industry.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
10/29/2018 - Present
Wells Fargo Securities, LLC (New York NY)
NY
11/01/2010 - 08/06/2018
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NY
11/04/2009 - 11/01/2010
BANC OF AMERICA SECURITIES LLC (NEW YORK NY)
NC
03/14/2008 - 03/26/2009
LPL FINANCIAL CORPORATION (CHARLOTTE NC)
NY
01/04/2005 - 03/07/2008
BANC OF AMERICA SECURITIES LLC (NEW YORK NY)
NY
01/21/2004 - 11/11/2004
BANC OF AMERICA SECURITIES LLC (NEW YORK NY)
NY
03/14/2000 - 12/31/2003
BANC OF AMERICA SECURITIES LLC (NEW YORK NY)
BC
Issued 03/24/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/09/2008
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 08/06/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/13/2000
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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