Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Steven? Claim Your ProfileSteven Mark Krikac is a financial advisor in Santa Rosa, California. Steven has been in the securities industry since January 3, 2005. Steven is currently registered with Charles Schwab & CO., Inc. Steven has also previously been registered with CITIGROUP GLOBAL MARKETS INC. and WELLS FARGO CLEARING SERVICES, LLC, among other firms. Steven has a Series 6, 7, 26, 63 and 66 licenses. Steven is also a Certified Financial Planner. Steven has been with Charles Schwab & CO., Inc. since April 2019. Steven works in the Santa Rosa, California branch of Charles Schwab & CO., Inc. Steven has a broad range of experience and specializes in providing financial planning and investment advice to individual clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Wrap fee program sponsor and financial planning advisor referral program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Asset based fees for wrap pgrms & subsc pricing for fin planning
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2
CA
06/18/2019 - Present
Charles Schwab & CO., Inc. (Santa Rosa CA)
CA
11/01/2018 - 05/22/2019
CITIGROUP GLOBAL MARKETS INC. (Napa CA)
CA
11/19/2013 - 11/06/2018
WELLS FARGO CLEARING SERVICES, LLC (SEBASTOPOL CA)
CA
05/03/2011 - 11/07/2013
CITIGROUP GLOBAL MARKETS INC. (NOVATO CA)
CA
01/03/2011 - 03/31/2011
WELLS FARGO ADVISORS, LLC (SEBASTOPOL CA)
CA
04/23/2010 - 01/03/2011
WELLS FARGO INVESTMENTS, LLC (SEBASTOPOL CA)
CA
11/01/2007 - 05/11/2010
WELLS FARGO ADVISORS, LLC (SANTA ROSA CA)
CA
05/29/2007 - 10/22/2007
CITIGROUP GLOBAL MARKETS INC. (SANTA ROSA CA)
CA
10/19/2004 - 05/29/2007
CITICORP INVESTMENT SERVICES (SANTA ROSA CA)
BOTH
Issued 08/08/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/27/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/06/2013
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/19/2007
Series 7 - General Securities Representative Examination
BC
Issued 10/18/2004
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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