Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Steven? Claim Your ProfileSteven Horton is a financial advisor in Cincinnati, OH. Steven has been working in the financial services industry since 1995 and is currently registered with ON Investment Management Co. as a registered representative. Steven previously worked at NATIONWIDE INVESTMENT SERVICES CORPORATION, NATIONWIDE SECURITIES, LLC, PROEQUITIES, INC., LOCUST STREET SECURITIES, INC., PROEQUITIES, INC., PRINCOR FINANCIAL SERVICES CORPORATION, METLIFE SECURITIES INC. and METROPOLITAN LIFE INSURANCE COMPANY. Steven holds licenses for Series 6, 7, 24, 63, and 66. Steven also holds the SIE designation. Steven specializes in providing financial advice to individuals, high net worth individuals, corporations, and pension and profit-sharing plans.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Morningstar investment services llc, sei, assetmark, brinker capital, bny mellon advisors, inc, symmetry partners, envestnet
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
OH
03/25/2024 - Present
ON Investment Management Co. (Cincinnati OH)
OH
12/12/2019 - 12/06/2023
NATIONWIDE INVESTMENT SERVICES CORPORATION (COLUMBUS OH)
OH
11/01/2007 - 12/31/2019
NATIONWIDE SECURITIES, LLC (COLUMBUS OH)
GA
01/28/2004 - 06/02/2006
PROEQUITIES, INC. (EVANS GA)
IA
07/12/1999 - 08/15/2000
LOCUST STREET SECURITIES, INC. (DES MOINES IA)
AL
06/18/1998 - 07/08/1999
PROEQUITIES, INC. (BIRMINGHAM AL)
IA
08/13/1996 - 07/28/1998
PRINCOR FINANCIAL SERVICES CORPORATION (DES MOINES IA)
MA
06/27/1995 - 04/03/1996
METLIFE SECURITIES INC. (SPRINGFIELD MA)
NY
06/27/1995 - 04/03/1996
METROPOLITAN LIFE INSURANCE COMPANY (NEW YORK NY)
BOTH
Issued 01/05/2009
Series 66 - Uniform Combined State Law Examination
BC
Issued 02/07/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/24/2004
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/27/2004
Series 7 - General Securities Representative Examination
BC
Issued 06/26/1995
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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