Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Steven? Claim Your ProfileSteven Mark Grabarczyk is a registered investment advisor with Regal Advisory Services, Inc., having joined in 2007. Steven has been in the securities industry since 1992, and holds Series 4, 7, 24, 53, 63, 65, and 66 licenses. Steven provides financial planning, educational seminars, and portfolio management services to individuals and businesses. Steven is also a registered investment advisor with Regal Advisory Services, Inc. in Florida, Louisiana, Ohio, Texas, and Vermont.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
FL
01/11/2023 - Present
Regal Advisory Services, Inc. (Fort Meyers FL)
FL
06/27/2000 - 12/12/2005
REGAL SECURITIES, INC. (FORT MYERS FL)
NY
02/01/2000 - 06/13/2000
MURIEL SIEBERT & CO., INC. (NEW YORK NY)
CA
07/19/1999 - 02/04/2000
E-INVEST, INC. (SAN FRANCISCO CA)
MA
02/24/1998 - 12/24/1998
BROWN & COMPANY SECURITIES CORPORATION (BOSTON MA)
TX
01/21/1997 - 01/22/1998
CHARLES SCHWAB & CO., INC. (WESTLAKE TX)
GA
08/07/1996 - 01/06/1997
ARGENT SECURITIES, INC. (ATLANTA GA)
NY
11/06/1995 - 08/06/1996
SAPERSTON FINANCIAL INC. (BUFFALO NY)
MI
07/24/1993 - 12/07/1995
OLDE DISCOUNT CORPORATION (DETROIT MI)
NE
08/28/1991 - 07/23/1993
SECURITIES AMERICA, INC. (LAVISTA NE)
NA
10/15/1990 - 08/28/1991
G. R. PHELPS & CO., INC.
NA
12/01/1988 - 02/17/1989
A. G. EDWARDS & SONS, INC.
NA
04/19/1988 - 12/16/1988
OBERWEIS SECURITIES, INC.
BOTH
Issued 04/07/2016
Series 66 - Uniform Combined State Law Examination
IA
Issued 08/12/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/25/1988
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/07/2002
Series 53 - Municipal Securities Principal Examination
BC
Issued 08/02/2000
Series 4 - Registered Options Principal Examination
BC
Issued 11/01/1999
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/16/1988
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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