Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Steven? Claim Your ProfileSteven Mark Feinberg is a financial advisor with over 27 years of experience in the financial services industry. Steven has a strong track record of success in helping clients achieve their financial goals. Steven currently works at Smbc Nikko Securities America, Inc. Steven has held previous positions at MUFG Securities Americas Inc., Deutsche Bank Securities Inc., Credit Suisse Securities (USA) LLC, Donaldson, Lufkin & Jenrette Securities Corporation and Prudential Securities Incorporated. Steven holds Series 3, 4, 7, 24, 55, 57TO, and SIE licenses. Steven is registered with FINRA and has passed the Uniform Securities Agent State Law Examination. Steven is licensed in 51 states and the District of Columbia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
01/06/2023 - Present
Smbc Nikko Securities America, Inc. (NEW YORK NY)
NY
09/23/2020 - 09/29/2022
MUFG SECURITIES AMERICAS INC. (NEW YORK NY)
NY
07/15/2019 - 10/23/2020
DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)
NY
10/16/2000 - 07/03/2018
CREDIT SUISSE SECURITIES (USA) LLC (NEW YORK NY)
NJ
05/24/1999 - 10/16/2000
DONALDSON, LUFKIN & JENRETTE SECURITIES CORPORATION (JERSEY CITY NJ)
NY
02/08/1994 - 05/26/1999
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
BC
Issued 03/17/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/06/2017
Series 4 - Registered Options Principal Examination
BC
Issued 08/14/2002
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 07/03/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/12/2006
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 11/22/1994
Series 3 - National Commodity Futures Examination
BC
Issued 02/07/1994
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
N
NYSE Arca, Inc.
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