Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Steven? Claim Your ProfileSteven Dalton is a financial advisor registered with LPL Financial LLC in Knightstown, IN. Steven has been in the industry since December 5, 1983. Steven has passed the Series 6, 7, 24, 26, 27, 52TO, 53, and 63 exams. Steven has been registered as an investment advisor in Indiana and Texas. Steven has previously been registered with Securities America, Inc. and Dalton Strategic Investment Services Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
IN
08/15/2019 - Present
LPL Financial LLC (KNIGHTSTOWN IN)
IN
04/13/2015 - 08/15/2019
SECURITIES AMERICA, INC. (KNIGHTSTOWN IN)
IN
03/29/2007 - 03/30/2015
DALTON STRATEGIC INVESTMENT SERVICES INC. (KNIGHTSTOWN IN)
IN
11/12/1999 - 01/05/2010
JEROME P. GREENE & ASSOCIATES, LLC (INDIANAPOLIS IN)
OH
08/08/1989 - 03/14/2007
DALTON STRATEGIC INVESTMENT SERVICES INC. (GREENVILLE OH)
NY
05/15/1991 - 07/12/1993
BIRK HOLLAND & CO., INC. (NEW YORK NY)
NJ
09/02/1982 - 05/17/1988
FIRST INVESTORS CORPORATION (EDISON NJ)
IA
Issued 02/07/2008
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/06/1982
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/02/1989
Series 27 - Financial and Operations Principal Examination
BC
Issued 01/04/1989
Series 4 - Registered Options Principal Examination
BC
Issued 12/20/1988
Series 53 - Municipal Securities Principal Examination
BC
Issued 12/08/1988
Series 24 - General Securities Principal Examination
BC
Issued 01/06/1984
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/21/1988
Series 7 - General Securities Representative Examination
BC
Issued 09/01/1982
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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