Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Steven? Claim Your ProfileSteven Cervantes is a financial advisor with over 20 years of experience in the industry. Steven is a licensed investment advisor representative in Tennessee, and has held positions at several firms, including Lifemark Securities Corp., Larson Financial Securities, LLC, Opus Financial Partners, LLC, and Wealthfront Brokerage Corporation. Steven is currently affiliated with Virtue Capital Management, LLC and Summit Capital Solutions LLC. Steven specializes in providing financial planning, educational seminars, and portfolio management services for individuals and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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TN
01/12/2021 - Present
Virtue Capital Management, LLC (BRENTWOOD TN)
NY
10/29/2020 - 03/29/2022
LIFEMARK SECURITIES CORP. (ROCHESTER NY)
MN
10/23/2017 - 10/17/2018
LARSON FINANCIAL SECURITIES, LLC (Rochester MN)
CA
07/20/2016 - 04/18/2017
OPUS FINANCIAL PARTNERS, LLC (IRVINE CA)
CA
10/27/2015 - 06/03/2016
WEALTHFRONT BROKERAGE CORPORATION (PALO ALTO CA)
CA
06/15/2015 - 10/22/2015
PRINCOR FINANCIAL SERVICES CORPORATION (SAN JOSE CA)
CA
05/15/2014 - 01/23/2015
FOOTHILL SECURITIES, INC. (Santa Clara CA)
CA
11/23/2011 - 05/21/2014
QUESTAR CAPITAL CORPORATION (NOVATO CA)
FL
01/27/2010 - 06/10/2011
ITA FINANCIAL SERVICES, LLC (MIAMI FL)
TN
04/12/2005 - 11/24/2009
MORGAN KEEGAN & COMPANY, INC. (MEMPHIS TN)
NJ
01/24/2001 - 10/01/2002
UBS PAINEWEBBER INC. (WEEHAWKEN NJ)
LA
12/15/2000 - 12/22/2000
SISUNG SECURITIES CORPORATION (NEW ORLEANS LA)
IL
06/15/2000 - 12/13/2000
BANC ONE SECURITIES CORPORATION (CHICAGO IL)
NY
01/08/1999 - 06/09/2000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BOTH
Issued 06/21/2005
Series 66 - Uniform Combined State Law Examination
BC
Issued 02/03/2016
Series 53 - Municipal Securities Principal Examination
BC
Issued 10/27/2010
Series 28 - Introducing Broker/Dealer Financial Operations Principal Examination
BC
Issued 05/23/2008
Series 14 - Compliance Officer Examination
BC
Issued 11/12/2007
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/27/2007
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/06/1999
Series 7 - General Securities Representative Examination
Active
Inactive
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