linkedInfacebook
For AdvisorsLog InContact Us
Invested Better
Unclaimed

Unclaimed

Unclaimed

Steven Mark Bugner

Fidelity Brokerage Services LLC

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Steven? Claim Your Profile

About Steven Mark Bugner

Steven Bugner is a financial professional with over 25 years of experience in the securities industry. Steven holds Series 7, Series 55, and SIE licenses, and is registered with FINRA and the state of New Hampshire. Steven is currently employed by Fidelity Brokerage Services LLC in Merrimack, New Hampshire. Steven has previously held positions at several other firms including William O'Neil Securities Incorporated, Trade Manage Capital, Inc., Schonfeld Securities, LLC, Trinix Securities LLC, BrokerageAmerica, LLC, Goldman, Sachs & Co., Spear, Leeds & Kellogg, L.P., and Needham & Company, Inc.

Firm Information

Steven Bugner is currently registered with Fidelity Brokerage Services LLC. Fidelity Brokerage Services LLC is a Limited Liability Company formed on June 8, 2000. The firm is registered in 53 states and is approved by the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

6,116

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

Find Your Ideal Financial Advisor

1

Finding a financial advisor doesn’t have to be complicated. InvestedBetter’s free tool connects you with advisors who serve your area and fit your financial needs in just 5 minutes.

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Steven Bugner’s Registration & Firm History

NH

04/26/2021 - Present

Fidelity Brokerage Services LLC (MERRIMACK NH)

NY

05/16/2018 - 11/08/2019

WILLIAM O'NEIL SECURITIES INCORPORATED (NEW YORK NY)

NJ

05/02/2005 - 04/23/2018

TRADE MANAGE CAPITAL, INC. (SADDLE BROOK NJ)

NY

07/23/2004 - 05/03/2005

SCHONFELD SECURITIES, LLC (JERICHO NY)

CA

01/15/2004 - 10/21/2004

TRINIX SECURITIES LLC (ENCINITAS CA)

NY

04/10/2003 - 12/09/2003

BROKERAGEAMERICA, LLC (NEW YORK NY)

NY

09/09/2002 - 04/15/2003

GOLDMAN, SACHS & CO. (NEW YORK NY)

NY

04/29/1998 - 09/09/2002

SPEAR, LEEDS & KELLOGG, L.P. (NEW YORK NY)

NY

02/26/1996 - 03/27/1998

NEEDHAM & COMPANY, INC. (NEW YORK NY)

Not sure if Steven Mark Bugner is right for you?

Licenses & Designations

BC

Issued 05/05/1999

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/20/1998

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 01/26/1996

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

New York Stock Exchange

Disclosures

There are no public disclosures for Steven Mark Bugner.
Not sure if Steven Mark Bugner is right for you?