Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Steven? Claim Your ProfileSteven Mark Bandy is a financial advisor with LPL Financial LLC, registered with the state of Wisconsin since 2022. Prior to joining LPL, Steven has held positions at CUNA Brokerage Services, Inc. and Abacus Investments, Inc., beginning in 2015 and 2010, respectively. Steven is also a registered investment advisor representative. Steven provides financial planning, portfolio management, and educational seminars.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
WI
05/18/2022 - Present
LPL Financial LLC (Weston WI)
WI
07/01/2015 - 05/18/2022
CUNA BROKERAGE SERVICES, INC. (ANTIGO WI)
WI
09/29/2010 - 06/18/2015
ABACUS INVESTMENTS, INC. (Stevens Point WI)
WI
01/01/2008 - 10/06/2010
WELLS FARGO ADVISORS, LLC (APPLETON WI)
WI
05/09/2007 - 01/03/2008
A. G. EDWARDS & SONS, INC. (STEVENS POINT WI)
BOTH
Issued 09/18/2015
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/08/2007
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Steven Bandy is the right advisor for you? Invested Better is here to help.
