Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Steven? Claim Your ProfileSteven Marc Nagel is a financial advisor with Merrill Lynch, Pierce, Fenner & Smith Inc. in FRISCO, TX. Steven has been working in the financial services industry since 1995. Steven holds Series 6, 7, 9, 10, 31, 63 and 65 licenses. Steven's previous experience includes positions with Fidelity Brokerage Services, Inc. and Fidelity Investments Institutional Services Company, Inc.. Steven is registered in 38 states. Steven has a strong background in providing portfolio management for individuals and businesses. Steven's clients include high-net-worth individuals, corporations, charitable organizations, insurance companies, and pension and profit sharing plans.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
TX
09/27/1996 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (FRISCO TX)
RI
03/11/1996 - 08/30/1996
FIDELITY BROKERAGE SERVICES, INC. (SMITHFIELD RI)
RI
05/30/1995 - 03/11/1996
FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC. (SMITHFIELD RI)
IA
Issued 10/30/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/29/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/09/2007
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 12/18/2006
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/10/2003
Series 31 - Futures Managed Funds Examination
BC
Issued 12/06/1995
Series 7 - General Securities Representative Examination
BC
Issued 05/24/1995
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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