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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Steven? Claim Your ProfileSteven Levy is a financial advisor at Morgan Stanley, a firm with over $1.4 trillion in assets under management. Steven has over 25 years of experience in the financial industry, and is registered in 53 states and the District of Columbia to provide investment advice. Steven is also registered with FINRA and holds the Series 7, 31, 52, 63 and 65 licenses. Steven specializes in providing financial advice to a variety of clients, including individuals, families, businesses, and institutions.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
NY
05/15/2020 - Present
Morgan Stanley (New York NY)
NY
12/15/2006 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
NY
01/06/2000 - 12/04/2006
TD AMERITRADE, INC. (NEW YORK NY)
NJ
12/08/1997 - 12/23/1999
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
MI
10/12/1995 - 12/12/1997
OLDE DISCOUNT CORPORATION (DETROIT MI)
IA
Issued 03/19/2002
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/04/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/03/2007
Series 31 - Futures Managed Funds Examination
BC
Issued 03/05/1996
Series 7 - General Securities Representative Examination
BC
Issued 10/11/1995
Series 52 - Municipal Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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