Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Steven? Claim Your ProfileSteven Hurwitz is a registered representative with Kroll Securities LLC. Steven has been in the financial services industry since 1998 and has experience in a variety of roles including compliance, operations, investment banking, municipal securities, and investment company products. Steven is licensed to sell securities in New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
03/28/2023 - Present
Kroll Securities LLC (NEW YORK NY)
OR
06/29/2021 - 08/09/2021
CLEARFP SECURITIES, LLC (LAKE OSWEGO OR)
NY
06/29/2010 - 03/18/2020
ITAU BBA USA SECURITIES, INC. (NEW YORK NY)
NY
08/13/2008 - 04/13/2010
BLACKROCK CAPITAL MARKETS, LLC (NEW YORK NY)
MA
03/18/2004 - 04/13/2010
BLACKROCK INVESTMENTS, LLC (BOSTON MA)
MA
10/04/2006 - 01/29/2007
STATE STREET RESEARCH INVESTMENT SERVICES, INC. (BOSTON MA)
MA
03/11/2005 - 09/29/2006
STATE STREET RESEARCH INVESTMENT SERVICES, INC. (BOSTON MA)
NY
10/04/1999 - 03/11/2004
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
MA
09/13/1995 - 10/18/1999
METLIFE SECURITIES INC. (SPRINGFIELD MA)
NY
09/13/1995 - 10/18/1999
METROPOLITAN LIFE INSURANCE COMPANY (NEW YORK NY)
FL
08/27/1997 - 09/02/1998
PUBLIC EMPLOYEES EQUITIES SERVICES COMPANY (PALM BEACH GARDENS FL)
BC
Issued 02/28/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 14 - Compliance Officer Examination
BC
Issued 02/15/1996
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 01/02/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/12/1995
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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