Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Steven? Claim Your ProfileSteven Mangine is a financial advisor registered with J.P. Morgan Securities LLC. Steven has been in the financial services industry since 1996 and has held previous positions at RBC Capital Markets, LLC, Andrew Garrett Inc., NFP Securities, Inc., Jefferson Pilot Securities Corporation, 1717 Capital Management Company, ING Financial Advisers, LLC and Vanguard Marketing Corporation. Steven is licensed to provide financial advice in Delaware and Pennsylvania. Steven is also a Series 6, 7, 26, 63 and SIE licensed financial advisor.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
NJ
11/27/2023 - Present
J.p. Morgan Securities LLC (Jersey City NJ)
PA
09/08/2017 - 01/25/2023
RBC CAPITAL MARKETS, LLC (Philadelphia PA)
PA
11/11/2014 - 08/28/2017
ANDREW GARRETT INC. (PHILADELPHIA PA)
PA
09/19/2010 - 04/28/2014
NFP SECURITIES, INC. (KING OF PRUSSIA PA)
PA
12/02/2005 - 04/06/2009
NFP SECURITIES, INC. (KING OF PRUSSIA PA)
IN
02/18/2005 - 12/02/2005
JEFFERSON PILOT SECURITIES CORPORATION (FORT WAYNE IN)
DE
07/03/2002 - 01/04/2005
1717 CAPITAL MANAGEMENT COMPANY (NEWARK DE)
CT
08/26/1994 - 06/03/2002
ING FINANCIAL ADVISERS, LLC (WINDSOR CT)
PA
01/15/1993 - 04/07/1994
VANGUARD MARKETING CORPORATION (MALVERN PA)
BC
Issued 02/06/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/12/1999
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/15/2002
Series 7 - General Securities Representative Examination
BC
Issued 01/13/1993
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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