Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Steven? Claim Your ProfileSteven McGowan is a financial professional with over 30 years of experience in the financial services industry. Steven is currently registered with Zeus Financial, LLC in Boca Raton, Florida, and is a Series 7, 6, 52TO, 53, and 63 licensed professional. Steven has previously held positions at TP ICAP GLOBAL MARKETS AMERICAS LLC, TULLETT PREBON FINANCIAL SERVICES LLC, CHAPDELAINE TULLETT PREBON, LLC, R.W. SMITH & ASSOCIATES, INC., WOLFE & HURST BOND BROKERS INC., MADISON SECURITIES, INC., and PRUCO SECURITIES CORPORATION. Steven is committed to providing clients with personalized financial advice and guidance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
FL
08/12/2024 - Present
Zeus Financial, LLC (BOCA RATON FL)
IL
06/30/2023 - 07/30/2024
TP ICAP GLOBAL MARKETS AMERICAS LLC (CHICAGO IL)
IL
06/01/2012 - 06/30/2023
TULLETT PREBON FINANCIAL SERVICES LLC (CHICAGO IL)
IL
04/30/1997 - 06/01/2012
CHAPDELAINE TULLETT PREBON, LLC (CHICAGO IL)
NJ
02/07/1995 - 03/19/1997
R.W. SMITH & ASSOCIATES, INC. (JERSEY CITY NJ)
NJ
07/22/1994 - 01/16/1995
WOLFE & HURST BOND BROKERS INC. (JERSEY CITY NJ)
IL
10/04/1993 - 12/07/1993
MADISON SECURITIES, INC. (CHICAGO IL)
NJ
08/14/1987 - 04/27/1989
PRUCO SECURITIES CORPORATION (NEWARK NJ)
BC
Issued 10/22/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/25/2000
Series 53 - Municipal Securities Principal Examination
BC
Issued 08/12/2024
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/01/1993
Series 7 - General Securities Representative Examination
BC
Issued 08/13/1987
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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