Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Steven? Claim Your ProfileSteven Szeligowski is a financial advisor with over 13 years of experience in the industry. Steven is currently registered with Rockefeller Financial LLC, where Steven has been an Investment Advisor Representative since May 2024. Prior to that, Steven was a Registered Representative at Merrill Lynch, Pierce, Fenner & Smith Incorporated from June 2011 to May 2024. Steven is licensed to offer investment advice in 27 states and the District of Columbia. Steven holds the Series 66, Series 7, and SIE licenses. Steven specializes in providing financial planning, portfolio management, and pension consulting services to individuals, high-net-worth individuals, corporations, charitable organizations, and pension and profit-sharing plans.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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CT
05/17/2024 - Present
Rockefeller Financial LLC (Hartford CT)
CT
06/29/2011 - 05/20/2024
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (HARTFORD CT)
BOTH
Issued 10/15/2011
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/28/2011
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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