Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Steven? Claim Your ProfileSteven Santos is a financial advisor with The Leaders Group, Inc. Steven has been in the financial industry since February 23, 2009. Steven is registered with the Financial Industry Regulatory Authority (FINRA) and holds the Series 6, Series 63 and SIE licenses. Steven is also registered to sell securities in Connecticut. Steven has previous experience with MetLife Investors Distribution Company, MetLife Securities Inc. and Metropolitan Life Insurance Company.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CO
10/09/2014 - Present
THE Leaders Group, Inc. (LITTLETON CO)
CT
05/31/2007 - 12/21/2012
METLIFE INVESTORS DISTRIBUTION COMPANY (BLOOMFIELD CT)
CT
05/09/2007 - 05/31/2007
METLIFE SECURITIES INC. (HARTFORD CT)
CT
05/09/2007 - 05/31/2007
METROPOLITAN LIFE INSURANCE COMPANY (HARTFORD CT)
BC
Issued 09/10/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/08/2007
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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