Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Steven? Claim Your ProfileSteven Quinn is a financial advisor with over 18 years of experience in the industry. Steven Quinn is currently registered with UBS Financial Services Inc. and holds Series 63, SIE, and Series 7 licenses. Steven Quinn is also a Certified Financial Planner. Prior to joining UBS Financial Services Inc., Steven Quinn worked with WELLS FARGO ADVISORS, LLC. Steven Quinn is registered to provide investment advisory services in 46 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
NY
03/31/2016 - Present
UBS Financial Services Inc. (NEW YORK NY)
NY
11/03/2005 - 02/11/2016
WELLS FARGO ADVISORS, LLC (NEW YORK NY)
CT
07/23/2004 - 11/18/2005
ADVEST, INC. (HARTFORD CT)
BC
Issued 08/05/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/22/2004
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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