Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Steven? Claim Your ProfileSteven Potter is a financial advisor in Charleston, SC with Ameriprise Financial Services, LLC. Steven has been working in the financial industry since 1999. Steven is registered to offer securities and investment advisory services in multiple states including Alabama, Arizona, California, Connecticut, Florida, Georgia, Idaho, Maryland, Massachusetts, New Jersey, New York, North Carolina, and South Carolina. Steven holds the following licenses and certifications: Series 6, Series 7, Series 63 and Series 66. Steven has prior experience with Fidelity Brokerage Services LLC, First Union Brokerage Services, Inc. and RBC Capital Markets, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
SC
02/16/2021 - Present
Ameriprise Financial Services, LLC (Charleston SC)
SC
11/04/2011 - 03/02/2021
MORGAN STANLEY (CHARLESTON SC)
NJ
08/30/2010 - 11/21/2011
RBC CAPITAL MARKETS, LLC (WALL TOWNSHIP NJ)
NY
08/14/2000 - 08/27/2010
FIDELITY BROKERAGE SERVICES LLC (NEW YORK NY)
NC
05/26/1999 - 08/07/2000
FIRST UNION BROKERAGE SERVICES, INC. (CHARLOTTE NC)
BOTH
Issued 05/03/2001
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/29/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/12/2000
Series 7 - General Securities Representative Examination
BC
Issued 05/25/1999
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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