Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Steven? Claim Your ProfileSteven M. Dematteo is a financial advisor with UBS Financial Services Inc. in San Diego, California. Steven has been in the financial services industry since 2007 and holds Series 7, 31, and 66 securities licenses. Steven also holds the SIE exam. He is registered with the Financial Industry Regulatory Authority (FINRA) and is a member of the Securities Investor Protection Corporation (SIPC). He is a registered investment advisor representative with the state of California. He has over 16 years of experience in the financial services industry, including previous roles at Morgan Stanley Smith Barney and Citigroup Global Markets Inc. Steven M. Dematteo offers a variety of financial services, including financial planning, portfolio management, and investment advisory services. He is committed to providing personalized financial advice to help clients reach their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
CA
05/31/2011 - Present
UBS Financial Services Inc. (SAN DIEGO CA)
CA
06/01/2009 - 05/06/2011
MORGAN STANLEY SMITH BARNEY (RANCHO BERNARDO CA)
CA
06/07/2007 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (RANCHO BERNARDO CA)
BOTH
Issued 06/19/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/26/2011
Series 31 - Futures Managed Funds Examination
BC
Issued 06/06/2007
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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