Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Steven? Claim Your ProfileSteven Lynn Spong is a financial advisor with over 37 years of experience in the industry. Steven is currently registered with Kestra Advisory Services, LLC in Pennsylvania and Texas. Previously, Steven was registered with National Planning Corporation, Walnut Street Securities, Inc., 1717 Capital Management Company, MetLife Securities Inc. and Metropolitan Life Insurance Company. Steven holds Series 6, 7, 24, and 63 licenses as well as the SIE exam. Steven is a Certified Financial Planner and Chartered Financial Consultant. Steven specializes in providing financial planning, pension consulting and selection of other advisors for both businesses and individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
PA
01/28/2025 - Present
Kestra Advisory Services, LLC (Harrisburg PA)
PA
11/01/2005 - 11/28/2012
NATIONAL PLANNING CORPORATION (HARRISBURG PA)
CA
09/28/2001 - 11/09/2005
WALNUT STREET SECURITIES, INC. (EL SEGUNDO CA)
DE
01/10/2001 - 09/17/2001
1717 CAPITAL MANAGEMENT COMPANY (NEWARK DE)
MA
04/07/1986 - 01/26/2001
METLIFE SECURITIES INC. (SPRINGFIELD MA)
NY
04/07/1986 - 01/26/2001
METROPOLITAN LIFE INSURANCE COMPANY (NEW YORK NY)
BC
Issued 10/24/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/13/2008
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/05/2001
Series 7 - General Securities Representative Examination
BC
Issued 04/04/1986
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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