Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Steven? Claim Your ProfileSteven Nelson is a financial advisor with over 25 years of experience in the industry. Steven is registered with Next Financial Group, Inc. and has a wide range of experience in the industry, including working with individuals, corporations, pension and profit-sharing plans, and charitable organizations. Steven has a Series 63, Series 65, and Series 66. Steven holds a General Securities Principal Examination (Series 24) license. Steven is registered as an investment advisor representative in Texas and also holds a Series 7 license. Steven is committed to providing clients with personalized financial advice and guidance to help them reach their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Seminar/workshop attendance fees
1
2
MN
03/22/2016 - Present
Next Financial Group, Inc. (EDEN PRAIRIE MN)
NY
03/05/2020 - 03/11/2024
CADARET, GRANT & CO., INC. (SYRACUSE NY)
CA
03/05/2020 - 03/11/2024
CUSO FINANCIAL SERVICES, L.P. (SAN DIEGO CA)
CA
03/05/2020 - 03/11/2024
SORRENTO PACIFIC FINANCIAL, LLC (SAN DIEGO CA)
TX
07/15/2004 - 09/07/2005
HAND SECURITIES, INC (HOUSTON TX)
TX
07/11/2003 - 04/20/2004
MBM SECURITIES, INC. (HOUSTON TX)
AZ
07/05/2002 - 09/02/2003
ROYAL ALLIANCE ASSOCIATES, INC. (SCOTTSDALE AZ)
TX
03/02/1998 - 08/31/2001
1ST GLOBAL CAPITAL CORP. (DALLAS TX)
CO
12/02/1997 - 12/15/1997
R A F FINANCIAL CORPORATION (DENVER CO)
MO
07/28/1997 - 10/23/1997
SCOTTSDALE SECURITIES, INC. (ST. LOUIS MO)
RI
05/03/1996 - 09/04/1997
FIDELITY BROKERAGE SERVICES, INC. (SMITHFIELD RI)
BOTH
Issued 03/14/2016
Series 66 - Uniform Combined State Law Examination
IA
Issued 08/17/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/01/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/03/1998
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/24/1996
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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