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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Steven? Claim Your ProfileSteven Meadows is a financial advisor with Wells Fargo Clearing Services, LLC. Steven has been in the industry since 1992 and is currently registered with the state of Alabama and Texas as an Investment Advisor Representative. Steven was previously registered with UBS Financial Services Inc. and Prudential Securities Incorporated. Steven's experience includes providing investment consulting services to institutional clients, financial planning, pension consulting, and portfolio management for businesses and individuals. Steven holds Series 3, 7, 10, and 65 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
AL
04/21/2023 - Present
Wells Fargo Clearing Services, LLC (BIRMINGHAM AL)
WI
04/29/2003 - 03/25/2015
UBS FINANCIAL SERVICES INC. (MADISON WI)
NY
07/31/1992 - 05/01/2003
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
IA
Issued 03/01/1993
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/10/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/25/2000
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/04/2000
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/01/1995
Series 3 - National Commodity Futures Examination
BC
Issued 07/30/1992
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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