Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Steven? Claim Your ProfileSteven Lyle Wetzel is a financial advisor with over 35 years of experience in the industry. Steven is currently registered with Wells Fargo Clearing Services, LLC and has been with the firm since November 2016. Prior to that, Steven was with Morgan Keegan & Company, Inc., J.C. Bradford & Co., and Regions Investment Company, Inc. Steven holds the Series 7, Series 63, and SIE licenses. Steven has a proven track record of providing financial guidance to a diverse clientele, including high-net-worth individuals, businesses, and institutions.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
AL
03/08/2022 - Present
Wells Fargo Clearing Services, LLC (BIRMINGHAM AL)
AL
09/03/1999 - 04/04/2008
MORGAN KEEGAN & COMPANY, INC. (TRUSSVILLE AL)
NY
08/30/1996 - 09/16/1999
J.C. BRADFORD & CO. (NEW YORK NY)
AL
08/28/1986 - 09/06/1996
REGIONS INVESTMENT COMPANY, INC. (BIRMINGHAM AL)
BC
Issued 09/11/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/19/1986
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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