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Steven Lyle Andrews

Castleoak Securities, LP

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About Steven Lyle Andrews

Steven Lyle Andrews is a financial professional with over 30 years of experience in the securities industry. Steven's career began at PaineWebber Incorporated, where he worked from 1989 to 1991. After that, Steven worked at various financial institutions including Oppenheimer & Co., Inc, Salomon Brothers Inc, Citigroup Global Markets Inc and RBC Capital Markets, LLC. Steven has a strong background in investment banking and is currently registered with Castleoak Securities, LP. Steven's expertise and experience make him a valuable asset to clients seeking financial guidance.

Firm Information

Steven Andrews is currently registered with Castleoak Securities, LP. Castleoak Securities, LP is a Partnership formed in July 2004. It is registered with the SEC and is approved in all 50 states.

Not reported

Assets Under Management

Not reported

Total Clients

21

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Steven Andrews’s Registration & Firm History

NY

07/09/2024 - Present

Castleoak Securities, LP (NEW YORK NY)

NY

11/05/2019 - 03/25/2024

RBC CAPITAL MARKETS, LLC (NEW YORK NY)

NY

11/28/1997 - 11/12/2019

CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)

NY

07/06/1995 - 09/01/1998

SALOMON BROTHERS INC. (NEW YORK NY)

NY

04/26/1991 - 04/11/1994

OPPENHEIMER & CO., INC. (NEW YORK NY)

NJ

05/16/1989 - 05/02/1991

PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)

NA

07/18/1988 - 05/01/1989

J. W. GANT & ASSOCIATES, INC.

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Licenses & Designations

BC

Issued 06/24/1988

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 05/25/2005

Series 24 - General Securities Principal Examination

BC

Issued 10/06/2021

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/30/1995

Series 3 - National Commodity Futures Examination

BC

Issued 06/18/1988

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Steven Lyle Andrews.
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