Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Steven? Claim Your ProfileSteven Loy Sakata is a financial advisor who has been in the industry since 2001. Steven is currently registered with Wells Fargo Advisors Financial Network, LLC. Prior to that, Steven worked at Morgan Stanley, Citigroup Global Markets Inc., First Allied Securities, Inc., and InterFirst Capital Corporation. Steven holds Series 63, Series 65, Series 7, and SIE licenses. Steven is also a Certified Financial Planner.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
CA
09/16/2024 - Present
Wells Fargo Advisors Financial Network, LLC (IRVINE CA)
CA
06/01/2009 - 12/06/2016
MORGAN STANLEY (LOS ANGELES CA)
CA
03/07/2002 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (LOS ANGELES CA)
CA
02/11/2002 - 02/19/2002
FIRST ALLIED SECURITIES, INC. (SAN DIEGO CA)
CA
11/19/2001 - 02/11/2002
INTERFIRST CAPITAL CORPORATION (LOS ANGELES CA)
IA
Issued 04/03/2002
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/07/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/16/2001
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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