Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Steven? Claim Your ProfileSteven Lowell Smith is a financial advisor with Stonex Advisors Inc. Steven has over 25 years of experience in the financial services industry. Steven offers financial planning, portfolio management, pension consulting, and educational seminars. Steven is also a registered investment advisor and is registered with the following states: Colorado, Illinois, Indiana, Kentucky, and Tennessee. In addition to his work with Stonex Advisors Inc., Steven is the owner of Steven Smith Financial, a firm that provides financial services, investment advisory, insurance, individual tax preparation, and filing.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Financial consulting services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
AL
01/23/2020 - Present
Stonex Advisors Inc. (BIRMINGHAM AL)
CA
04/30/2018 - 12/23/2019
QUEST CAPITAL STRATEGIES, INC. (LAGUNA HILLS CA)
IL
02/04/2014 - 12/31/2017
BROOKLIGHT PLACE SECURITIES, INC. (CARMI IL)
IN
03/10/2009 - 12/31/2013
FINANCIAL WEST GROUP (EVANSVILLE IN)
IN
02/18/2005 - 12/05/2008
EDWARD JONES (EVANSVILLE IN)
KY
07/30/2002 - 02/04/2005
J.J.B. HILLIARD, W.L. LYONS, INC. (LOUISVILLE KY)
MN
04/22/1994 - 06/24/2002
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
04/22/1994 - 06/24/2002
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
IA
Issued 11/20/2016
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/22/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/18/1999
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/21/1994
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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