Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Steven? Claim Your ProfileSteven Miura is a financial professional with over 30 years of experience in the financial services industry. Steven is currently registered with Northwestern Mutual Investment Services, LLC. Steven's previous experience includes a role at ROBERT W. BAIRD & CO. INCORPORATED. Steven has a broad range of experience and is licensed to conduct business in 42 states. Steven is a Series 6, 7, and 66 licensed financial professional and holds the SIE exam. Steven is also a Registered Investment Advisor in Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
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TX
04/09/2008 - Present
Northwestern Mutual Investment Services, LLC (AUSTIN TX)
WI
02/21/1990 - 01/01/2002
ROBERT W. BAIRD & CO. INCORPORATED (MILWAUKEE WI)
BOTH
Issued 10/20/2005
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/19/1989
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/03/2003
Series 7 - General Securities Representative Examination
BC
Issued 10/19/1989
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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