Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Steven? Claim Your ProfileSteven Louis Gross is a registered representative with Charles Schwab & CO., Inc. in Lone Tree, CO. Steven has been in the financial services industry since January 13, 1995. Prior to joining Charles Schwab & CO., Inc., Steven worked at TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC in NEW YORK, NY and D. E. WINE INVESTMENTS INC. in SPRING, TX. Steven is licensed to provide financial services in Colorado and California. Steven is also a Series 7, 10, 9 and 63 registered representative. Steven specializes in providing financial planning, investment advisory, and asset management services to individual clients and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Wrap fee program sponsor and financial planning advisor referral program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Asset based fees for wrap pgrms & subsc pricing for fin planning
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2
CO
10/12/2005 - Present
Charles Schwab & CO., Inc. (Lone Tree CO)
NY
10/13/2004 - 10/05/2005
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC (NEW YORK NY)
TX
04/30/1996 - 12/31/2002
CHARLES SCHWAB & CO., INC. (WESTLAKE TX)
TX
03/02/1993 - 04/03/1996
D. E. WINE INVESTMENTS INC. (SPRING TX)
BC
Issued 01/29/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 07/25/1997
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/25/1993
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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