Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Steven? Claim Your ProfileSteven Deroian is a financial professional with over 20 years of experience in the financial services industry. Steven is currently registered with John Hancock Investment Management Distributors LLC and has a history of working with firms including Foreside Fund Services, LLC and Fidelity Brokerage Services LLC. Steven is licensed to sell securities in various states and holds a number of professional designations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
MA
09/19/2016 - Present
John Hancock Investment Management Distributors LLC (BOSTON MA)
ME
03/11/2016 - 08/03/2016
FORESIDE FUND SERVICES, LLC (PORTLAND ME)
MA
09/26/2003 - 06/10/2013
FIDELITY BROKERAGE SERVICES LLC (BOSTON MA)
RI
09/29/1995 - 11/29/2001
FIDELITY BROKERAGE SERVICES LLC (SMITHFIELD RI)
BC
Issued 10/19/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/07/2001
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 02/05/2001
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 04/08/1999
Series 4 - Registered Options Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/28/1995
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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