Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Steven? Claim Your ProfileSteven Longo is a Financial Advisor with Wells Fargo Securities, LLC. Steven has been in the financial services industry since 2002. Steven has a wide range of experience and holds several licenses and registrations including Series 3, 4, 6, 7, 9, 10, 14, 22, 24, 26, 39, 52, 55, 57, 63, 79, 82, 99 and SIE.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
04/19/2023 - Present
Wells Fargo Securities, LLC (Melville NY)
NY
01/09/2020 - 04/03/2023
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
NY
09/26/2019 - 12/20/2019
PORTUM CAPITAL LLC (NEW YORK NY)
TX
06/08/2018 - 01/23/2019
NEXTREND SECURITIES, INC. (AUSTIN TX)
NY
10/02/2015 - 06/20/2018
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
NY
09/08/2010 - 07/01/2015
MERRILL LYNCH PROFESSIONAL CLEARING CORP. (NEW YORK NY)
NY
09/03/2010 - 07/01/2015
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NY
09/08/2010 - 11/01/2010
BANC OF AMERICA SECURITIES LLC (NEW YORK NY)
NY
08/23/2007 - 08/27/2010
J.P. MORGAN SECURITIES INC. (NEW YORK NY)
NY
08/12/2005 - 08/14/2007
BANC OF AMERICA SECURITIES LLC (NEW YORK NY)
NY
03/08/2005 - 08/12/2005
BANC OF AMERICA SECURITIES LLC (NEW YORK NY)
NY
06/16/2000 - 03/01/2002
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NJ
06/02/1999 - 05/25/2000
THE ISLAND ECN (JERSEY CITY NJ)
NY
05/24/1999 - 06/02/1999
SHERWOOD SECURITIES CORP. (NEW YORK NY)
NY
09/21/1995 - 07/30/1996
CONTINENTAL BROKER-DEALER CORP. (CARLE PLACE NY)
BC
Issued 06/16/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/19/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 04/19/2023
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 04/19/2023
Series 39 - Direct Participation Programs Principal Examination
BC
Issued 04/19/2023
Series 14 - Compliance Officer Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 08/25/2006
Series 4 - Registered Options Principal Examination
BC
Issued 05/06/2005
Series 24 - General Securities Principal Examination
BC
Issued 04/19/2023
Series 22TO - Direct Participation Programs Representative Examination
BC
Issued 04/19/2023
Series 99TO - Operations Professional Examination
BC
Issued 04/19/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 04/19/2023
Series 82TO - Limited Representative-Private Securities Offerings
BC
Issued 04/19/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/29/2010
Series 3 - National Commodity Futures Examination
BC
Issued 07/14/2006
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 09/20/1995
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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