Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Steven? Claim Your ProfileSteven Zhou is a financial professional with over three years of experience in the securities industry. Steven is currently registered with Stifel, Nicolaus & Company, Inc. and has previously worked with CHINA ECAPITAL PARTNERS, LLC and JMP SECURITIES LLC. Steven holds the Series 7, Series 63, Series 79, and SIE licenses. Steven's areas of expertise include portfolio management for individuals and businesses, financial planning, pension consulting, and educational seminars.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
01/22/2020 - Present
Stifel, Nicolaus & Company, Inc. (SAN FRANCISCO CA)
CA
12/21/2018 - 12/12/2019
CHINA ECAPITAL PARTNERS, LLC (Palo Alto CA)
CA
10/19/2015 - 10/02/2018
JMP SECURITIES LLC (SAN FRANCISCO CA)
BC
Issued 06/28/2016
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/09/2016
Series 7 - General Securities Representative Examination
BC
Issued 10/19/2015
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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