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Steven Lloyd Colton

West Coast Financial, LLC

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About Steven Lloyd Colton

Steven Lloyd Colton is an investment advisor representative with West Coast Financial, LLC. Steven has been in the industry since 1984. Steven is registered with the state of California and is currently working out of the firm's office in Santa Barbara. Steven is able to provide portfolio management for individuals, businesses, and pooled investment vehicles. Steven is also able to provide financial planning services and pension consulting.

Firm Information

Steven Colton is currently registered with West Coast Financial, LLC. West Coast Financial, LLC is a registered investment advisor headquartered in Santa Barbara, California. The firm manages assets for a diverse clientele, including high-net-worth individuals, corporations, pension plans, and charitable organizations. West Coast Financial provides a range of advisory services, including financial planning, portfolio management, and pension consulting. The firm manages over $1.89 billion in assets.
West Coast Financial, LLC

1435 ANACAPA STREET

SANTA BARBARA, CA 93101

$1.90B

Assets Under Management

9

Total Clients

23

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Steven Colton’s Registration & Firm History

CA

08/14/2020 - Present

West Coast Financial, LLC (SANTA BARBARA CA)

CA

07/09/2009 - 10/08/2009

MORGAN STANLEY SMITH BARNEY (SAN JOSE CA)

CA

07/10/1997 - 08/22/2007

PHOENIX EQUITY PLANNING CORPORATION (SANTA CRUZ CA)

MO

10/01/1996 - 07/01/1997

AMERICAN CENTURY INVESTMENT SERVICES INC. (KANSAS CITY MO)

NA

02/24/1988 - 10/01/1996

THE BENHAM GROUP

NA

12/18/1984 - 02/19/1986

DEAN WITTER REYNOLDS INC.

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Licenses & Designations

BOTH

Issued 08/03/2009

Series 66 - Uniform Combined State Law Examination

IA

Issued 05/23/2005

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 01/16/1985

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 12/15/1984

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

Disclosures

There are no public disclosures for Steven Lloyd Colton.
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