Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Steven? Claim Your ProfileSteven Lleras is a financial advisor currently registered with Wells Fargo Clearing Services, LLC. Steven has been in the industry since 1985. Steven holds licenses in multiple states including Alabama, California, Colorado, Connecticut, Delaware, Florida, Maryland, Massachusetts, Nevada, New Jersey, New Mexico, New York, North Carolina, Ohio, Oregon, Pennsylvania, Rhode Island, Texas, Virginia, Washington and Wisconsin. Steven has also held registrations with several other firms over the years, including First Albany Corporation, Prudential Securities Incorporated, Lehman Brothers Inc, R.H. Damon & Co., Inc, J.W. Gant & Associates, Inc, Mikal & Company, Inc, Ladenburg, Thalmann & Co., Inc, Blinder, Robinson & Co., Inc, and First Jersey Securities, Inc. Steven has a wide range of experience in the industry and specializes in a variety of areas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NY
07/27/2021 - Present
Wells Fargo Clearing Services, LLC (NEW YORK NY)
NY
06/14/1995 - 08/05/2000
FIRST ALBANY CORPORATION (NEW YORK NY)
NY
04/15/1992 - 06/14/1995
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NY
01/30/1991 - 05/04/1992
LEHMAN BROTHERS INC. (NEW YORK NY)
NA
05/04/1989 - 01/30/1991
R.H.DAMON & CO., INC.
NA
04/15/1988 - 04/21/1989
J. W. GANT & ASSOCIATES, INC.
NA
02/24/1987 - 04/25/1988
MIKAL & COMPANY, INC.
NA
11/04/1986 - 02/09/1987
LADENBURG, THALMANN & CO., INC.
NA
10/26/1984 - 12/04/1984
BLINDER, ROBINSON & CO.,INC.
NA
04/19/1983 - 10/22/1984
FIRST JERSEY SECURITIES, INC.
IA
Issued 12/29/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/28/1988
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/20/1989
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/16/1983
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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